Translation of "Courtiers d'assurances inscrits de l'Ontario " (French → English) :

Registered Insurance Brokers of Ontario

Registered Insurance Brokers Act

(d) a trade where the party purchasing as principal is a company or a person and is recognized by the Commission as an exempt purchaser; (e) a trade where the purchaser purchases as principal, if the trade is in a security which has an aggregate acquisition cost to such purchaser of not less than $150,000 or such other amount as is prescribed; (f) a trade from the holdings of any person, company or combination of persons or companies described in paragraph (c) of the definition of " distribution" in subsection 2(1) for the purpose of giving collateral for a debt made in good faith; (g) a trade by or for the account of a pledgee, mortgagee or other encumbrancer for the p ...[+++]urpose of liquidating a debt made in good faith by selling or offering for sale a security pledged, mortgaged or otherwise encumbered in good faith as collateral for the debt; (h) a trade in a security that may occasionally be transacted by employees of a registered dealer where the employees do not usually sell securities and have been designated by the Director as non-trading employees, either individually or as a class;

(i) a bank or the Business Development Bank of Canada, (ii) an association to which the Cooperative Credit Associations Act applies, a central cooperative credit society for which an order has been made under subsection 473(1) of that Act or a cooperative credit society incorporated and regulated by or under an Act of the legislature of a province, (iii) a body corporate to which the Trust and Loan Companies Act applies or a trust or loan corporation incorporated by or under an Act of the legislature of a province, (iv) an insurance company or a fraternal benefit society incorporated or formed under the Insurance Companies Act or an insu ...[+++]rance corporation incorporated by or under an Act of the legislature of a province, (v) a subsidiary of any company referred to in subparagraph (i), (ii), (iii) or (iv), where the company owns all of the voting shares of the subsidiary, (vi) a dealer registered in the category of broker, investment dealer or securities dealer, (vii) Her Majesty in right of Canada or any province, or (viii) any municipal corporation or public board or commission in Canada,

(a) a bank, the Business Development Bank of Canada, a trust company under the Trust and Loan Companies Act, a trust corporation incorporated by or under an Act of the legislature of a province, an association to which the Cooperative Credit Associations Act applies, a central cooperative credit society for which an order has been made under subsection 473(1) of that Act, a cooperative credit society incorporated and regulated by or under an Act of the legislature of a province, an insurance company or a fraternal benefit society incorporated or formed under the Insurance Companies Act or an insurance corporation incorporated by or under ...[+++] an Act of the legislature of a province; (b) a lawyer, accountant, engineer or teacher; (c) a registered dealer, or any partner, officer or employee thereof; and (d) a publisher of or any writer for any newspaper, news magazine or business or financial publication of general and regular paid circulation distributed only to subscribers thereto for value or to purchasers thereof, who gives advice as an adviser only through such publication and has no interest either directly or indirectly in any of the securities upon which the advice is given and receives no commission or other consideration for giving the advice,